0000001097 00000 n 0000004938 00000 n If you have any questions about the New York City permit filing process or are interested in utilizing our services on an upcoming project, please contact us today. We will examine thedifferent methods of filings have various benefits, negatives, and time spans. Rose Perez, Reigning Queen of Plumbing, Why do I need a hallway when I have no neighbors?, DOB Announces Filing Requirements for Final Inspections by Registered Design Professionals, Sitework (grading, septic, backfill, etc. Prior to scheduling an inspection, Contractors must: Confirm that all construction work completed matches the approved drawings Under a Directive 2 filing, the applicant cannot take responsibility for the final inspection requirement . 0000003003 00000 n 0000004059 00000 n 0000001727 00000 n (This article covers the pros and cons of self-certification.). Only a registered design professional (RDP) may file an application under Directive 14. Converting Retail to Restaurant for less than 75 people. We hope that the new DOB Commissioner, whoever that may be, will rescind the bulletin. ~ n9P)RGG{ [ b` Hl# 8an3Mf0bHcHet023b5cp^R*-M{r@X2e7 & O_d0\bgXOaA_ Commonly known as a D14 filing, the New York City Department of Buildings (DOB) created this type of Alteration Type II (ALT 2) application to ease the backlog of filings that required DOB inspections. 8370 Wilshire Blvd, Suite 330 0000002477 00000 n Just because nobody from the DOB is doing the final inspection does not mean you can do whatever you want. 0000085904 00000 n 0000098722 00000 n During the renovation work, DOB inspections are required at various stages of completion, as well as for final completion. The Directive 14 sign-off process allows the applicants of record to take responsibility for the 'final inspection that is required and to secure the application sign-off. In order to submit the sign-off, the architect files a Technical Report 1 (TR1) to the DOB. 0000005730 00000 n Filing Directive 14 asserts that a professional, or applicant, is responsible that the filing is up to code. NYC, Specific paperwork needed forallD14 filings: The paperwork thatmaybe required depending on scope: The time between application submission and permit issuance depends on the method of review. 0000098472 00000 n It would be assumed that if applicants were able to self-certify new buildings and significant alterations to existing ones, the DOB would have to stop more construction as buildings would be rushed and overbuilt in the name of the owner, but under the misguided direction of the applicant. 225 0 obj <> endobj 263 0 obj <>stream trailer It is estimated that 80% of applications received by the DOB are Directive 14. 0000009847 00000 n In addition, Final Inspection must be indicated as a required progress inspection. Special Inspections for penetration of fire-resistant elements and assemblies; and related firestops in accordance with Sections 1704.27.1 and 1704.27.2. 0000004697 00000 n This is an amendment to the NYC building code and zoning law that enabled professionals to certify their applications rather than having them go through a full department (DOB) review. The applicant of record is not necessarily required to take responsibility for all the required inspections; they are only responsible foridentifyingthem on the required Technical Report (TR1) forms. An Alteration Type 2 (Alt2) application is filed for standard interior demolition and/or renovation work that does not affect the use, egress, or occupancy of the space. 0000001926 00000 n This is important to the department as they retain control over life safety, egress, etc. endstream endobj 948 0 obj <>/Size 898/Type/XRef>>stream 0000004101 00000 n Direct Access Expediting provides consulting, expediting, applicant services and (certain) special inspections. 0000003002 00000 n You cannot apply Dir 14 to an Alt 1 or New Building NB Application. 0000002049 00000 n 0000085423 00000 n Key steps in a successful NYC permitting strategy Delivering professional services and strategic support to the global construction industry since 1974 Sectors Sectors Learn more about the core sectors in which we work, each with a unique set of challenges that we account for in our approach. DOB NOW provides robust online accounts, making it easier to submit applications, make payments, schedule appointments, check the status of an application or inspection, pull permits, and make renewals. Dont forget: Final inspections are subject to DOB audit to determine compliance with applicable code requirements as progress inspections. 0000159043 00000 n 0 This form has a list of special inspections and progress inspections. There are some limitations and project types where Dir 14 cannot be applied. If you are planning on keeping any portion of an existing building, you must file an Alteration Type 1 (Alt1). Today, the City is in far better financial shape. Instead, applicants of record (the registered architect or professional engineer) are authorized to perform final inspections, although the DOB does audit approximately 30% of D14 filings. Building Code, 0000159608 00000 n 0000003770 00000 n If there are any discrepancies between the approved plans and the work, the project cannot be signed off. %PDF-1.6 % 0000009509 00000 n Request for Information Made by Media, Government, Requests from the Public for Departmental Records, Freedom of Information Law - Fees for Certified Copies of Departmental Records, Notification Process for Unusual Incidents, Referrals between the Dept. Use the links below to upgrade your exisiting browser. 0000003549 00000 n These jobs modify the Certificate of Occupancy and require strict supervision from the DOB. Copyright 2023 Permitadvisors.com. . Procedures re: Inspections, Stop Orders & Information, Inspection of Elevators Under Jurisdiction of Ports & Terminals, Rules & Regulations for Power Operated Cranes, Derricks & Cableways, Procedure for Construction and Plumbing Inspection, Procedures BNs, Permits, Appvls., Inspections, Observation of Possible Illegal Construction Work, Training & Construction Inspection Schedules, General Guidelines for Places of Assembly, Final Cost Affidavit B Form 14C (Rev. 0000028930 00000 n Submission of Special Inspections can be done online by Special Inspection Agency. BPP's are not required to be filed as Directive 14 applications, and can continue to be filed by Landscape Architects. NYC, Below we examine the primary DOB permit application types: Any project with plans for constructing an entirely new structure must file for the New Building (NB) permit application. Directive 14 is not allowed on an Alteration Type 1 Place of Assembly for 75 people or more Place Of Assembly for Restaurants and Bars with 75 or more occupants Any space with 75 or more occupants will require a Place of Assembly Filing. Directive 2 and Directive 14 are two distinct filing types that fall under an Alteration Type Two application. Related sections may be referenced and linked. October 31, 2018. 0000010284 00000 n Jorge Fontan has earned 3 degrees in the study of architecture including two degrees from the City University of New York and a Masters Degree in Advanced Architectural Design from Columbia University. 0000098695 00000 n 0000085045 00000 n With standard plan jobs, the inspections must be done by the DOB to ensure the construction was built in compliance to NYC BC (Building Code). 0000004280 00000 n Permits, 0000021990 00000 n 0000089470 00000 n The privatization of building inspections and other duties of DOB represents a threat to public safety. Directive 14 refers to the buildings bulletin of 1975. Q. The Letter of Completion can be issued upon completion of the DOB inspection. Projects filed with the NYC DOB as Alteration type 2 or 3 can take advantage of Directive 14. Directive 2, DISCLAIMER: This is an Index for selected documents issued through 1996. 0000010023 00000 n Please leave questions and comments below. 0000005846 00000 n 0000006539 00000 n Direct Access has utilized Directive 14 filings for thousands of jobs over its 25 year lifespan. 0000001465 00000 n 0000002675 00000 n Directive 14 allows the owner to have their own architect perform the final inspection. Many inspections can be done by the Directive 14 applicant or other registered Special Inspections Agency inspectors. 0000022219 00000 n Such self-certified inspections may be audited; audit results will be provided to applicant and must be resolved prior to final sign-off. For self-certified applications, the DOB typically issues permits 24-48 hours after filing. 0000003730 00000 n Directive 14, Call us at 212.643.4545 or visit our contact pageto send us a message, Milrose Consultants | Copyright 2022 | Privacy Policy, Back to Basics: An Overview of Directive 14 Filings, Contact us with any questions or comments, Zoning Reform Opens Doors for New Businesses and Housing in Arlington County, How to Meet Compliance with FISP and Local Law 126 Parking Structures, How to Meet Local Law 97's 2024 Decarbonization Deadline, PW3 Cost Affidavit (DOB fees are typically 1% of total project cost), C Required Items Checklist, for demolition and general construction self-certifications, POC-1 Professional and owner certification, for self-certification only (all project types), TR8 Technical Report Statement of Responsibility for Energy Code Progress Inspections, for general construction and mechanical work, TM1 Application for Plan Examination, for fire alarm work, PW4/ EUP Equipment Use Application, for using heavy machinery. ), Shoring (sheet piles, soldier piles, lagging). DOB inspection unit conducts a random audit of all self-certified notices to ensure compliance of inspected work with Code and regulations. InstructionsClick on a letter above to see categories matching that letter. On the PW1 application, the owner and architect will sign taking responsibility for the final inspection on the project. Dir 14 is applied to Alteration Type 2 (Alt 2) and Alteration Type 3 (Alt 3) DOB projects filings. 0000003228 00000 n 2@Z9 0 CD_ Prior to Approval, the Applicant of Record is required to identify all required Special and Progress Inspections (BC 1704.1). Now that you have familiarized yourself with the basic permit application types, youre ready to learn about the various paths you can take to obtain permit approvals in the big apple. Filing Requirements for Applications Requiring Final Inspection by Registered Design Professional Applications filed on or after August 9, 2018 for most work types are required to have the final inspection performed by a Professional Engineer or Registered Architect (Registered Design Professional or 'RDP'). DOB inspections may be required during various project stages. As per Chapter 17 of the Building Code, renovation work may require certain Special and Progress Inspections to be performed during and at the end of construction as outlined in the table below. Furthermore, the firms most heavily affected by this bulletin tend to be smaller firms who can face pressure from owners to both act as the architect of record and perform the final inspection on the same work. An Alteration Type 1/Alt1/Alteration-CO permit is required for any major construction that affects the use, egress or occupancy of the space which results in the issuance of a new or amended Certificate of Occupancy (CO). Contractors have the option to either require a DOB Inspection or submit a self-certification of the completed work, if applicable. Under Directive 14 of 1975, projects that do not require a new or modified certificate of occupancy qualify for a limited review that allows registered design professionals to perform final inspections. An Alt2 may either be filed under a Directive 2 (D2) of 1975 or Directive 14 (D14) of 1978. 898 52 %PDF-1.6 % 0000089497 00000 n 3/77), Inspection of Construction and Plumbing - Directive 3 of 1975 Modification, Local Law 10/80 - Inspection of Building Facades, Elevator Inspection Agency Report Fees LL #91/81[C26-33.0c] 26-213c, Procedure for Police Assistance to Inspectors, Inspection Field Observations at Unscheduled Sites, Manufactured Housing, Inspectional Requirements, On-Site Inspection Report Form, Elimination of, DOB Violation / Summons Books (Plumbing ), Scheduling Appointments with the Plumbing Division, Work Permits and Certificate of Occupancy Inspections and Sign Offs, Local Law 10/81 Violation Dismissal Procedures, New Computerized Plumbing Inspection Appointment System, Inspection of Plumbing, Gas Piping, Sprinkler and Standpipe Systems, Use of Polystyrene or Urethane Foam Insulation, Plan Exam - Procedure Begun March 3, 1975. 0000010151 00000 n 0000003504 00000 n 0000159830 00000 n For additional questions or comments on D14 filings, please contact Milrose. Directive 14, Call us at 212.643.4545 or visit our contact pageto send us a message, Milrose Consultants | Copyright 2022 | Privacy Policy, Back to Basics: Directive 2 vs. Construction Inspection - Final Inspection: Work Completion and Mechanical Contractors and property Owners should make sure to schedule and complete all of the required DOB inspections. The New York City Department of Buildings (DOB) recently expanded upon the requirements of Buildings Bulletin 2018-008. Without these, some mistakes may not be caught, threatening the safety of building users. Contractors and property Owners should make sure to schedule and complete all of the required DOB inspections. This is due to the fact that professionals have control over the scope of work that contractors fulfill, but typically cannot be responsible for how the work is done. For projects not involving a change or use or occupancy, you can forego having a DOB inspector come in, and instead have the licensed architect or engineer of record simply . Memo 7-8-75 S: Instruction for Emergency Desk: Memo 9-26-75: Directive 14 of 1975, Modification #2: . Knowing the terminology can help when it comes to getting permits, speaking to expediters, consultants, or architects/engineers. Directive 14, Contact us with any questions or comments, Zoning Reform Opens Doors for New Businesses and Housing in Arlington County, How to Meet Compliance with FISP and Local Law 126 Parking Structures, How to Meet Local Law 97's 2024 Decarbonization Deadline, Directive 14 was implemented in 1975 to streamline the filing process by allowing applicants of record to file for a, Directive 2 was also implemented in 1975, allowing applicants to file projects. 1991-2023 Direct Access Expediting, Inc. 80% of applications received by the DOB are Directive 14. 0000001362 00000 n Before introducing these filing types, the DOB would perform all inspections required to close out a project. xref Directive 14 streamlines the filing process by allowing applicants to file for a limited examination at the DOB. Landmark buildings and historic districts represent approximately 20% of Manhattans total built environment. Given the standard process is more time-intensive, self-certification is usually recommended to achieve shorter approval timeframes and reduce delays. 0000002805 00000 n If the proposed work affects the Certificate of Occupancy in any way, it also does not qualify for Dir 14 and must be filed as an Alteration Type 1. The Directive 14 of 1975 (D14) program, which this bulletin would make mandatory for a significant amount of work, was instituted at a very different time for New York City. For questions or concerns on how these requirements may affect your properties, please contact the New York office of Milrose Consultants by calling 212-643-4545 or clicking the Contact Us button below. An online tool for scheduling appointments for required DOB inspections must be used. BB 2018-008 now mandates that design professionals perform final inspections of certain work types. Any project with a change in use, occupancy or egress will not be able to apply Directive 14. Today, the City is in far better financial shape. There are some limitations and project types where Dir 14 cannot be applied. Upon completion of the project, they are also responsible for ensuring all inspections that were identified have been completed and the requisite reports have been filed with the DOB before applying for the Letter of Completion to close out the project. If the completed project has changes that are not significant or substantive, an As Built submission shall be allowed. As we previously covered, the change recognizes the fact that work performed in the early stages of construction often becomes inaccessible by final inspection time. City of New York. Beverly Hills, CA 90211. 0000004961 00000 n We have another blog post you may want to read to learn more about Alt 1 or Alt 2 filing. When filing work on a landmark building or in a historic district, it is important to remember that you will need two additional sets of signed/sealed plans and that all reviews are currently being done electronically due to the COVID-19 health crisis. Permits, Based on the scope of work, the following inspections from different DOB Inspection Units may be required: Plumbing Inspection plumbing, glass, and sprinkler work, Construction Inspection Final Inspection: Work Completion and Mechanical. 0000002841 00000 n 0000088670 00000 n All work must comply with the Building Code and all applicable laws. This is an amendment to the NYC building code and zoning law that enabled professionals to certify their applications rather than having them go through a full department (DOB) review. 0000005599 00000 n . Professional-certification (aka self-certification or self-cert) allows licensed architects and engineers to take full responsibility for the code review and compliance of their own work. 0000159678 00000 n Directive 14 filing cannot be used for ALT1 and NB jobs. Alteration Type 3 (Alt3) applications are filed for alterations that do not affect the use, egress, or occupancy of the space and involve only one minor work type. Without Dir 14, a DOB inspector must inspect the property at the completion of the alteration. Whether filing in the Buildings Information System (BIS) or DOB NOW, applications must be filed under Directive 14 of 1975. One of the most important part of directive 14 filings are the inspections. Sincerely, Such inspection requests may be made online, and any objections raised may be resolved online. Inspectors must be registered with the SIA, Special Inspections Agency, at the DOB. 0000022820 00000 n 2023 All Rights Reserved, NYC is a trademark and service mark of the City of New York, Buildings Bulletins & Construction Advisories, Emergency Lighting for Places of Assembly, Establishing Uniform Guidelines for Accepting Applications. NYC, Alteration-CO *Formerly known as Alteration Type 1 (Alt1)*. Energy Code Inspections Including hbspt.cta._relativeUrls=true;hbspt.cta.load(2059916, '7a9887dd-7179-47ef-92f3-c6d3d9cc9964', {"useNewLoader":"true","region":"na1"}); 04.26.2023 xref Applicants take responsibility for the sign-off of these applications, provided they do not affect the use, egress or occupancy of the space. Directive 2, Benjamin Prosky, Assoc. If youre planning any interior demolition or renovation, your project likely falls under the auspices of Directive 14 of 1975. 0000000016 00000 n Building Code, Permits, The professional who performs the final inspection does not have to be the applicant of record who prepared the plans. This post was written by Jorge Fontan AIA a Registered Architect and owner of New York City architecture firm Fontan Architecture. Directive 14 filing cannot be used for ALT1 and NB jobs. Executive Director. Limiting inspections by DOB, even in work that does not affect egress or occupancy, can put members of the public in serious physical danger. Do You Need an Architect for a Renovation in NYC, How to Achieve a Marble Look with Porcelain, NYC Apartment Renovation & Walkthrough, UES. 949 0 obj <>stream Please contact us today if you have questions about Directive 14 filings, or if you have a project in mind. Fire-resistance-rated partitions, floors, ceilings, shafts, and shutters as per BC 110.3.4, A final inspection is required prior to the issuance of a letter of completion, per AC 28-116.2.4.2 and BC 110.5, Directive 14 of 1975 (D14), and 1 RCNY 101-10. Applicants of Record may perform these inspections if they are also registered as an SIA. Under Directive 14 of 1975, projects that do not . **Antenna filings must be filed through DOB NOW; BIS filings no longer accepted. 0000002375 00000 n As an architect, I study Building Codes and protocols closely, but these are complicated and quite involved. |, filing work on a landmark building or in a historic district, Redefining Permitting for Modular Residential Construction, Converting a commercial building or space to residential, Change that alters the number of occupants in a space, Expedited Certificate of No Effect: 5-10 days, Certificate of Appropriateness: 30-60 days. NYC is notoriously known for its complex and dense building codes, zoning laws, and permitting stipulations. Meet Metropolis . This creates a liability concern, falling hardest on those firms who can least afford these risks. Plumbing, electrical, and elevators must still be inspected by the Building Department. Prior to DOB permit issuance, the Owner must typically engage a registered Special Inspection Agency (SIA) who will take responsibility for the Special and Progress Inspections before issuance of a DOB permit. NYC, 0000001645 00000 n Its important to note that the main difference between D2 and D14 filings is that under D2, the applicant is not authorized to conduct the final inspections, therefore, the DOB inspection division performs the final inspections for D2 application filings. 0000007268 00000 n 0000159282 00000 n 0000085607 00000 n by Jorge Fontan | Last updated Jul 14, 2020 | NYC DOB. In comparison, Standard Filing involves the DOB reviewing and issuing comments or objections, then resolving those objections to obtain final approval, all of which can take weeks. There are two primary methods: standard plan examination and directive 14. As per the Administrative Code, an RDP is either a registered architect or professional engineer. 0000002590 00000 n xb```b````c` @Qw k8EuKeE. Index for Selected Directives, Memoranda, Policy & Procedure Notices and Interpretations through 1996. With Directive 14, the applicant assigns inspectors which inspections are required and who will do them. xA 04\GczC. 0000099018 00000 n 0000089248 00000 n All Right Reserved. This post does not assume to cover every possible issue or condition, but provide a general overview of the topic. 0000028672 00000 n When an Alteration TypeII is led underDirective14 (such is the case 99% of the time), the Applicant or other NYS Registered ProfessionalEngineer or Registered Architect may signo the application with a Directive14 Final Inspection. startxref City of New York. 0000023049 00000 n 0000002198 00000 n * DOB NOW work types shall be effective upon applicable launch date However, when privatization sacrifices safety and equity, we will oppose it. When essential services are cut, the most vulnerable, such as rent-regulated tenants, are more likely to suffer. In 1975, the City was on the brink of bankruptcy, forcing essential services like building inspections to be cut. Directive 14 isallowed to file jobs that do not change egress, use or occupancy. In 1975, the City was on the brink of bankruptcy, forcing essential services like building inspections to be cut. 0000021747 00000 n Final inspections protect rent-regulated tenants from abuses by owners, especially in cases where work is self-certified. D14 applications are filed for projects that dont change the Certificate of Occupancy. A final inspection report complying with the requirements of section 28-116.2.4.2 of the Administrative Code shall be filed within thirty (30) days of the date of the final inspection that enables the inspector to attest that the work is substantially compliant with the approved construction documents, the building code, and other applicable laws Directive 14, 03.16.2023 Special Inspection for flood zone compliance shall be as required by BC Appendix G and BC 1704.29. NYC, 0000088909 00000 n Directive 14 streamlines the filing process by allowing applicants to file for a limited examination at the DOB. %%EOF Under Directive 14 of 1975, projects that do not require a new or modified certificate of occupancy qualify for a limited review that allows registered design professionals to perform final inspections. Permits, Directive 14 was implemented in 1975 to streamline the filing process by allowing applicants of record to file for a limited examination. The Department offered an 18-month voluntary surrender of all filing privileges and a permanent voluntary surrender of Professional Certification and Directive 14 privileges, to which the Mr. Stiles agreed. 0000008719 00000 n Permits, We inspect rated partitions for proper construction as well as review existing and new construction for proper fire-stopping, fire-proofing, emergency lighting (Public Assembly spaces), and egress path marking. Contractors opting to self-certify must submit a Notice of Intent to Self-certify, with the dates of these self-certified inspections to the Department, and follow-up with the submission of results for self-certified inspections. Procedures BN's, Permits, Appvls., Inspections: Directive 14 of 1975 *. This reduces plan examination time, but typically increase filing costs. Although Directive 14 jobs place greater responsibility upon the applicant, it is the preferred method of filing DOB plans, despite the higher costs. The applicant must submit revised As Built drawings prior to project sign-off. %%EOF 0000004703 00000 n endstream endobj 226 0 obj <>/Metadata 31 0 R/Pages 30 0 R/StructTreeRoot 33 0 R/Type/Catalog/Lang(en-US)>> endobj 227 0 obj <>/MediaBox[0 0 612 792]/Resources<>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]>>/Type/Page>> endobj 228 0 obj <>/A<>/F 4/StructParent 1>> endobj 229 0 obj <>/A<>/F 4/StructParent 2>> endobj 230 0 obj <>/A<>/F 4/StructParent 3>> endobj 231 0 obj <>/A<>/F 4/StructParent 4>> endobj 232 0 obj <> endobj 233 0 obj <> endobj 234 0 obj <> endobj 235 0 obj <> endobj 236 0 obj [278 0 0 0 0 0 0 0 333 333 0 0 278 333 278 278 556 556 556 556 556 556 0 556 556 556 333 0 0 0 0 611 0 722 722 722 722 667 611 0 722 278 556 722 611 833 722 778 667 778 722 667 611 722 0 944 0 667 0 0 0 0 0 0 0 556 611 556 611 556 333 611 611 278 278 556 278 889 611 611 611 611 389 556 333 611 556 778 556 556] endobj 237 0 obj <> endobj 238 0 obj [278 0 0 556 0 0 0 0 333 333 0 0 278 333 278 278 556 556 556 556 556 556 556 556 556 556 278 0 0 0 0 0 0 667 667 722 722 667 611 0 722 278 0 0 556 0 722 778 667 0 722 667 611 722 0 944 0 667 611 0 0 0 0 556 0 556 556 500 556 556 278 556 556 222 222 500 222 833 556 556 556 556 333 500 278 556 500 722 500 500 500 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 556] endobj 239 0 obj <> endobj 240 0 obj [250] endobj 241 0 obj <>stream